5956 Sherry Lane, Suite 1000
Dallas, TX 75225

(866) 414-3790

info@tangencyportfolios.com

Hours of Operation
Monday - Friday: 8:00 a.m. - 4:00 p.m.
Tangency Portfolio Management

Service Area
Nationwide

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Thank you for your interest in Tangency Portfolio Management, LLC.  If you would like more information, please complete the form below and we will contact you shortly.  We look forward to hearing from you.

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FAQ

  • Broker and custodian:  Charles Schwab & Co., Inc. (NYSE:  SCHW).  As the broker, Schwab executes all investment transactions (i.e., all purchase and sales of clients' securities).  As the custodian, they hold all cash and securities for the clients' accounts, and furnish monthly statements.  Schwab also provides all of the performance numbers via an electronic daily download performed each morning (e.g., this electronically links Schwab's client account information with the firm's portfolio management software so that our records agree with Schwab's records).     
  • Area of specialization:  United States common stocks, publicly traded companies whose global headquarters are in the U.S.  If a company's HQ is outside the United States, they must trade an American Depository Receipt (ADR) on a domestic stock exchange (i.e., either NYSE, or NASDAQ).  
  • Portfolios:  At any one time, we hold no less than 50 companies in our portfolio.  
  • Relationship between client and firm:  Client signs a "Limited Power of Attorney" (LPOA) authorizing this firm to buy and sell securities on their behalf.
  • Investment Reporting:  For every investment activity in your account, you will receive next day electronic confirmation from Charles Schwab & Co., Inc. as well as an electronic monthly statement of holdings.  We send performance reports at the end of the calendar year.  
  • Communication:  The web-site is monitored and frequently updated with current economic data and/or news about a company in the portfolio.  
  • Our Fee Structure and Minimum Initial Investment:  Available upon request.  
  • We are not a Hedge Fund...we do not go short, borrow money to take positions (aka leverage), or invest in financial derivatives of any kind.
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Disclosures

CFA

Tangency Portfolio Management, LLC (TPML) is a Dallas, Texas-based Registered Investment Advisor.  All of TPML's employees are in compliance with the current filing requirements imposed on RIAs for the states in which TPML maintains clients.  TPML may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.  TPML's web-site is limited to the dissemination of general information pertaining to its advisory services together with access to additional investment-related information, publications, and links.  Accordingly, the publication of TPML's web-site on the internet should not be construed by any consumer and/or prospective client as this firm's solicitation to effect, or attempt to effect, transactions in securities, or the rendering of personalized investment advice for compensation, over the internet.  Any subsequent, direct communication by TPML with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.  For information pertaining to the registration status of TPML, please contact the SEC or the state securities board administrators for those states in which it maintains a notice filing.

STOP:  Please ensure that you do not leave any time critical sensitive information (e.g., regarding the buying and selling of securities, or requests for money movement, etc...) via either voice-mail or e-mail at one of our Firm's telephone numbers, or e-mail addresses, as these orders will not be executed, or transactions processed.  Thank you.  

A copy of TPML's current Form ADV (discussing the firm's business operations, services, and fees) is available upon written request, or online from the SEC online database (IAPD).  TPML does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the TPML's web-site or incorporated herein, and takes no responsibility therefor.  All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.